Website Disclosure

State Registration and Regulatory Status

• State Registration: We are registered with applicable state securities regulators as required by law
• SEC Status: We are NOT registered with the Securities and Exchange Commission
• Registration Requirement: Registration does not constitute an endorsement by any regulator nor indicate approval of our services
• Regulatory Oversight: We are subject to examination by state securities regulators where registered

Investment Advice Disclaimer

No Guarantee of Results

• We do not guarantee any specific investment returns or outcomes
• Investment strategies that worked well in the past may not work in the future
• Market conditions can change rapidly and unpredictably
• All investment decisions involve trade-offs between risk and potential return

Individualized Advice

Information on this website is general in nature and may not be suitable for all investors. Before making any investment decisions, you should:

• Consider your individual financial situation and objectives
• Consult with qualified financial, legal, and tax professionals
• Carefully review all investment materials and disclosures
• Understand all fees, risks, and potential conflicts of interest

Fiduciary Duty Disclosure

Fiduciary Standards

• Duty of Care: We must provide advice that is in your best interest based on your specific financial situation and objectives
• Duty of Loyalty: We must place your interests above our own and avoid conflicts of interest where possible
• Duty of Good Faith: We must act honestly and with integrity in all client relationships
• Best Execution: We must seek the best execution of client transactions reasonably available under the circumstances

Potential Conflicts of Interest

While we strive to avoid conflicts of interest, some may arise in the normal course of business. When conflicts do arise, we will:

• Provide full and fair disclosure of all material facts relating to the conflict
• Obtain your informed consent before proceeding
• Implement reasonable measures to mitigate the conflict where possible
• Act in a manner consistent with your best interests despite the conflict

Registration Status and Limitations

Jurisdictional Limitations

• State-Only Services: We may only provide investment advisory services in states where we are registered or exempt from registration
• Client Limitations: We are limited to serving fewer than 15 clients to maintain our SEC exemption
• No Public Advertising: We do not hold ourselves out to the general public as investment advisers
• Registration Requirements: We must register in each state where we have clients or conduct business

Regulatory Differences

As a state-registered adviser, we are subject to:

• State securities laws and regulations (not federal SEC oversight)
• Examination by state securities regulators
• State-specific reporting and disclosure requirements
• Different regulatory standards than SEC-registered advisers

Fees and Compensation

Fee Structure

We are compensated through advisory fees paid directly by our clients. Our standard fee schedule includes:

• Investment Management Fees: Based on a percentage of assets under management
• Financial Planning Fees: May be charged as a fixed fee or hourly rate
• Consultation Fees: Charged for specific advisory services

Third-Party Compensation

We do not receive compensation from third parties for:

• Selling specific securities or investment products
• Recommending particular service providers
• Directing client business to specific brokers or dealers
• Receiving commissions or transaction-based compensation

However, we may receive certain non-cash benefits from custodians and service providers that are generally available to all advisers who use their services.

Third-Party Relationships and Service Providers

Custodians and Brokers

We typically recommend that clients maintain their accounts with qualified custodians who are independent of our firm. These custodians:

• Hold client assets and provide account statements
• Execute transactions as directed by us on behalf of clients
• May charge their own fees for custody and related services
• Are selected based on their ability to provide quality services at competitive prices

Service Provider Relationships

We work with various third-party service providers, including:

• Technology providers for portfolio management and reporting systems
• Research and data providers for investment analysis
• Compliance and legal service providers
• Administrative and operational support providers

Disciplinary Information

How to Check Our Record

You can verify our regulatory history and that of our personnel through:

• State Securities Regulators: Contact the securities regulator in states where we conduct business
• Form ADV Filings: Review our state-filed Form ADV for any disciplinary history
• Background Checks: We encourage prospective clients to conduct appropriate due diligence

We encourage all prospective clients to review our regulatory history and that of our personnel before engaging our services.

Additional Disclosures

Record Keeping

We maintain records of our website content and all client communications in accordance with applicable state regulations. These records are preserved for the required time period and are available for regulatory examination.

Business Continuity

We maintain a business continuity plan designed to ensure that we can continue to serve our clients in the event of a business disruption. A summary of this plan is available to clients upon request.

Privacy Policy

Our complete privacy policy, which describes how we collect, use, and protect client information, is available on this website and is provided to all clients.

Social Media and Electronic Communications

We may use social media and other electronic communication channels to share general market commentary and educational content. These communications:

• Are for informational purposes only and do not constitute individualized investment advice
• Should not be considered as recommendations to buy, sell, or hold any particular security
• Are subject to our social media policy and electronic communications policy
• Are archived and maintained as required by applicable state regulations

Contact Information for Questions

Regulatory Inquiries

For questions about our regulatory status or to request additional disclosure information:

• Contact our Chief Compliance Officer at info@quickstartcap.com
• Reference our state-filed Form ADV for complete disclosure information
• Contact applicable state securities regulators for verification